Technical compliance assessment

Number
		AML/CFT POLICIES AND COORDINATION
1		Assessing risks and applying a risk-based approach Text of Recommendation 1 Interpretive Note to Recommendation 1
2		National co-operation and co-ordination Text of Recommendation 2 Interpretive Note to Recommendation 2
		MONEY LAUNDERING AND CONFISCATION
3		Money laundering offence Text of Recommendation 3 Interpretive Note to Recommendation 3
4		Confiscation and provisional measures Text of Recommendation 4 Interpretive Note to Recommendation 4
		TERRORIST FINANCING AND FINANCING OF PROLIFERATION
5		Terrorist financing offence Text of Recommendation 5 Interpretive Note to Recommendation 5
6		Targeted financial sanctions related to terrorism and terrorist financing Text of Recommendation 6 Interpretive Note to Recommendation 6
7		Targeted financial sanctions related to proliferation Text of Recommendation 7 Interpretive Note to Recommendation 7
8		Non-profit organisations (NPOS) Text of Recommendation 8 Interpretive Note to Recommendation 8
		PREVENTIVE MEASURES
9		Financial institution secrecy laws Text of Recommendation 9
		Customer due diligence and record keeping
10		Customer due diligence (CDD) Text of Recommendation 10 Interpretive Note to Recommendation 10
11		Record keeping Text of Recommendation 11
		Additional measures for specific customers and activities
12		Politically exposed persons (PEPS) Text of Recommendation 12 Interpretive Note to Recommendation 12
13		Correspondent banking Text of Recommendation 13 Interpretive Note to Recommendation 13
14		Money or value transfer services (MVTS) Text of Recommendation 14 Interpretive Note to Recommendation 14
15		New technologies Text of Recommendation 15 Interpretive Note to Recommendation 15
16		Wire transfers Text of Recommendation 16 Interpretive Note to Recommendation 16
		Reliance, Controls and Financial Groups
17		Reliance on third parties Text of Recommendation 17 Interpretive Note to Recommendation 17
18		Internal controls and foreign branches and subsidiaries Text of Recommendation 18 Interpretive Note to Recommendation 18
19		Higher risk countries Text of Recommendation 19 Interpretive Note to Recommendation 19
		Reporting of suspicious transactions
20		Reporting of suspicious transactions Text of Recommendation 20 Interpretive Note to Recommendation 20
21		Tipping-off and confidentiality Text of Recommendation 21
		Designated non-financial Businesses and Professions (DNFBPs)
22		Designated non-financial Businesses and Professions (DNFBPs): Customer due diligence Text of Recommendation 22 Interpretive Note to Recommendation 22
23		DNFBPs: Other measures Text of Recommendation 23 Interpretive Note to Recommendation 23
		TRANSPARENCY AND BENEFICIAL OWNERSHIP OF LEGAL PERSONS AND ARRANGEMENTS
24		Transparency and beneficial ownership of legal persons Text of Recommendation 24 Interpretive Note to Recommendation 24
25		Transparency and beneficial ownership of legal arrangements Text of Recommendation 25 Interpretive Note to Recommendation 25
		POWERS AND RESPONSIBILITIES OF COMPETENT AUTHORITIES AND OTHER INSTITUTIONAL MEASURES
		Regulation and Supervision
26		Regulation and supervision of financial institutions Text of Recommendation 26 Interpretive Note to Recommendation 26
27		Powers of supervisors Text of Recommendation 27
28		Regulation and supervision of DNFBPs Text of Recommendation 28 Interpretive Note to Recommendation 28
		Operational and Law Enforcement
29		Financial intelligence units (FIU) Text of Recommendation 29 Interpretive Note to Recommendation 29
30		Responsibilities of law enforcement and investigative authorities Text of Recommendation 30 Interpretive Note to Recommendation 30
31		Powers of law enforcement and investigative authorities Text of Recommendation 31
32		Cash couriers Text of Recommendation 32 Interpretive Note to Recommendation 32
		General Requirements
33		Statistics Text of Recommendation 33
34		Guidance and feedback Text of Recommendation 34
		Sanctions
35		Sanctions Text of Recommendation 35
		INTERNATIONAL COOPERATION
36		International instruments Text of Recommendation 36
37		Mutual legal assistance Text of Recommendation 37
38		Mutual legal assistance: freezing and confiscation Text of Recommendation 38 Interpretive Note to Recommendation 38
39		Extradition Text of Recommendation 39
40		Other forms of international co-operation Text of Recommendation 40 Interpretive Note to Recommendation 40